SEC Announces Proposed Plan to Enhance Insider Trading Surveillance and Detection
The Securities and Exchange Commission today announced that it has published for public comment an agreement among the securities self-regulatory organizations that is designed to improve detection of insider trading across the equities markets by centralizing surveillance, investigation, and enforcement under NYSE Regulation, Inc. (NYSE Regulation) and the Financial Industry Regulatory Authority, Inc. (FINRA). Currently, each equity exchange is responsible for surveillance of trading on its market and any investigations and enforcement actions involving its members.
More: continued here
Get the DDToolBar for Due Diligence It's Free!
155% Average Gain, 90% Accuracy, Penny stock picks, insider secrets and daily updates from the leader in speculative stock picks.
