« William Schulz Named Director of Legislative and Intergovernmental Affairs
SEC Announces August 4 Roundtable on Performance of IFRS and U.S. GAAP During Subprime Crisis »

SEC Proposes Guidance for Fund Boards in Oversight of Investment Adviser Trading of Portfolio Securities, Use of Soft Dollars

July 31, 2008 at 7:07 pm · Filed under SEC

The Securities and Exchange Commission today voted unanimously to provide guidance to the boards of directors at investment companies about their investor protection responsibilities in overseeing investment advisers who trade fund portfolio securities and use so-called “soft dollars.”

More: continued here

Get the DDToolBar for Due Diligence It's Free!

155% Average Gain, 90% Accuracy, Penny stock picks, insider secrets and daily updates from the leader in speculative stock picks.

Leave a Comment

You must be logged in to post a comment.